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Broker-Dealer

Broker-Dealers have unique needs including working with a PCAOB-registered firm like PKF Texas. Broker-Dealers come to us to provide audits of their financial statements and advice to ensure their operations comply with the filing requirements of various regulatory bodies like the SEC and FINRA. This allows them to make smart business decisions for their firm and their clients.

Appreciative Clients

Appreciative Clients

USCA Securities, LLC

"We find the PKF Texas approach to be more entrepreneurial than that of a larger firm. For that reason, we see them as a partner in business instead of just a service provider. Whenever we have a question, they have the resources to find the right answer. The integrity of the PKF Texas staff is very reassuring. We appreciate their willingness to get more people or resources involved to make certain the best information is available to us.

PKF Texas delivers the same quality of service as a larger firm for a lot less money. The dynamic way the PKF Texas team engages with us is what differentiates them from other firms. They make us feel like we are their only client." -Chris Arnold, Chief Financial Officer and Managing Director